Portfolio – Existing

This is a representative sample of Saratoga’s investment companies. For current portfolio information, including investment size, structure and securities, please see our latest SEC filing, available through the Investor Relations section.

TileRedi
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 6/16/2017
INCREMENTAL CAPITAL: No
INDUSTRY: Building Products
C2 Education
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 5/30/2017
INCREMENTAL CAPITAL: No
INDUSTRY: Education
FranConnect
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 5/26/2017
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services; SaaS
Cleo Communications
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 3/31/2017
INCREMENTAL CAPITAL: Yes
INDUSTRY: Business Services; SaaS
National Waste Partners
SECURITY TYPE: Second Lien Term Loan
INVESTMENT DATE: 2/13/2017
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services
WEBSITE: N/A
ComForCare Health Care
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 1/31/2017
INCREMENTAL CAPITAL: No
INDUSTRY: Healthcare Services
GreyHeller
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 11/17/2016
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services; SaaS
Apex Software
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 9/21/2016
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services; SaaS
Microsystems
SECURITY TYPE: Second Lien Term Loan
INVESTMENT DATE: 7/1/2016
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services
Erwin, Inc.
SECURITY TYPE: Second Lien Term Loan
INVESTMENT DATE: 2/29/2016
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services; SaaS
Ohio Medical
SECURITY TYPE: Senior Subordinated Note
INVESTMENT DATE: 1/15/2016
INCREMENTAL CAPITAL: No
INDUSTRY: Healthcare Services; Specialty Manufacturing
Teachers of Tomorrow, LLC
SECURITY TYPE: Second Lien Term Loan
INVESTMENT DATE: 12/2/2015
INCREMENTAL CAPITAL: No
INDUSTRY: Educational Training & Placement Services
Courion Corporation
SECURITY TYPE: Second Lien Term Loan
INVESTMENT DATE: 12/1/2015
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services; SaaS
Help/Systems Holdings, Inc.
SECURITY TYPE: First / Second Lien Term Loan
INVESTMENT DATE: 10/26/2015
INCREMENTAL CAPITAL: Yes
INDUSTRY: Business Services
My Alarm Center, LLC
SECURITY TYPE: Second Lien Term Loan
INVESTMENT DATE: 10/20/2015
INCREMENTAL CAPITAL: Yes
INDUSTRY: Consumer Services
Identity Automation Systems, LLC
SECURITY TYPE: First Lien Term Loan / Equity
INVESTMENT DATE: 8/25/2014
INCREMENTAL CAPITAL: Yes
INDUSTRY: Business Services
Censis Technologies, Inc.
SECURITY TYPE: First Lien Term Loan B / Equity
INVESTMENT DATE: 7/25/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Healthcare Services; SaaS
HMN Holdco, LLC
SECURITY TYPE: First Lien Term Loan / Warrants
INVESTMENT DATE: 5/16/2014
INCREMENTAL CAPITAL: Yes
INDUSTRY: Healthcare; Media
Roscoe Medical, Inc.
SECURITY TYPE: Second Lien Term Loan / Equity
INVESTMENT DATE: 3/26/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Healthcare Equipment and Services
Avionte Holdings, LLC
SECURITY TYPE: Equity
INVESTMENT DATE: 1/8/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services
BMC Software
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 9/23/2013
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services
Zest Anchors
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 9/10/2013
INCREMENTAL CAPITAL: No
INDUSTRY: Healthcare Services; Specialty Manufacturing
Pre-Paid Legal (DBA LegalShield)
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 7/10/2013
INCREMENTAL CAPITAL: Yes
INDUSTRY: Consumer Services
Easy Ice, LLC
SECURITY TYPE: First Lien Term Loan / Preferred Equity
INVESTMENT DATE: 3/29/2013
INCREMENTAL CAPITAL: Yes
INDUSTRY: Business Services
Vector Controls, LLC
SECURITY TYPE: First Lien Term Loan / Warrants
INVESTMENT DATE: 3/6/2013
INCREMENTAL CAPITAL: No
INDUSTRY: Industrial Machinery and Equipment Sales
Emily Street Enterprises, LLC
SECURITY TYPE: First Lien Term Loan / Equity
INVESTMENT DATE: 12/28/2012
INCREMENTAL CAPITAL: Yes
INDUSTRY: Business Services; SaaS
TM Restaurant Group LLC
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 7/17/2012
INCREMENTAL CAPITAL: Yes
INDUSTRY: Food and Beverage
Knowland Group, LLC
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 11/29/2012
INCREMENTAL CAPITAL: Yes
INDUSTRY: Business Services; Technology
Targus Group International, Inc.
SECURITY TYPE: First / Second Lien Term Loan and equity
INVESTMENT DATE: 7/30/2010
INCREMENTAL CAPITAL: Yes
INDUSTRY: Consumer Products
M/C Acquisition Corp. LLC
SECURITY TYPE: First Lien Term Loan, Common Stock
INVESTMENT DATE: 7/28/2011
INCREMENTAL CAPITAL: No
INDUSTRY: Education
Elyria Foundry Company LLC
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 7/30/2010
INCREMENTAL CAPITAL: No
INDUSTRY: Metals
Company Name Security Type Investment Date Incremental Capital Industry
TileRedi First Lien Term Loan 6/16/2017 No Building Products
C2 Education First Lien Term Loan 5/30/2017 No Education
FranConnect First Lien Term Loan 5/26/2017 No Business Services; SaaS
Cleo Communications First Lien Term Loan 3/31/2017 Yes Business Services; SaaS
National Waste Partners Second Lien Term Loan 2/13/2017 No Business Services
ComForCare Health Care First Lien Term Loan 1/31/2017 No Healthcare Services
GreyHeller First Lien Term Loan 11/17/2016 No Business Services; SaaS
Apex Software First Lien Term Loan 9/21/2016 No Business Services; SaaS
Microsystems Second Lien Term Loan 7/1/2016 No Business Services
Erwin, Inc. Second Lien Term Loan 2/29/2016 No Business Services; SaaS
Ohio Medical Senior Subordinated Note 1/15/2016 No Healthcare Services; Specialty Manufacturing
Teachers of Tomorrow, LLC Second Lien Term Loan 12/2/2015 No Educational Training & Placement Services
Courion Corporation Second Lien Term Loan 12/1/2015 No Business Services; SaaS
Help/Systems Holdings, Inc. First / Second Lien Term Loan 10/26/2015 Yes Business Services
My Alarm Center, LLC Second Lien Term Loan 10/20/2015 Yes Consumer Services
Identity Automation Systems, LLC First Lien Term Loan / Equity 8/25/2014 Yes Business Services
Censis Technologies, Inc. First Lien Term Loan B / Equity 7/25/2014 No Healthcare Services; SaaS
HMN Holdco, LLC First Lien Term Loan / Warrants 5/16/2014 Yes Healthcare; Media
Roscoe Medical, Inc. Second Lien Term Loan / Equity 3/26/2014 No Healthcare Equipment and Services
Avionte Holdings, LLC Equity 1/8/2014 No Business Services
BMC Software First Lien Term Loan 9/23/2013 No Business Services
Zest Anchors First Lien Term Loan 9/10/2013 No Healthcare Services; Specialty Manufacturing
Pre-Paid Legal (DBA LegalShield) First Lien Term Loan 7/10/2013 Yes Consumer Services
Easy Ice, LLC First Lien Term Loan / Preferred Equity 3/29/2013 Yes Business Services
Vector Controls, LLC First Lien Term Loan / Warrants 3/6/2013 No Industrial Machinery and Equipment Sales
Emily Street Enterprises, LLC First Lien Term Loan / Equity 12/28/2012 Yes Business Services; SaaS
TM Restaurant Group LLC First Lien Term Loan 7/17/2012 Yes Food and Beverage
Knowland Group, LLC First Lien Term Loan 11/29/2012 Yes Business Services; Technology
Targus Group International, Inc. First / Second Lien Term Loan and equity 7/30/2010 Yes Consumer Products
M/C Acquisition Corp. LLC First Lien Term Loan, Common Stock 7/28/2011 No Education
Elyria Foundry Company LLC First Lien Term Loan 7/30/2010 No Metals