Saratoga’s Exited Portfolio Investment Companies

This is a representative sample of Saratoga’s investment companies. For current portfolio information, including investment size, structure and securities, please see our latest SEC filing, available through the Investor Relations section.

Polar Holding Company, Ltd.
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 2/13/2015
REALIZATION DATE: 1/11/2017
INCREMENTAL CAPITAL: Yes
INDUSTRY: Building Products
Dispensing Dynamics International
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 12/31/2012
REALIZATION DATE: 1/10/2017
INCREMENTAL CAPITAL: Yes
INDUSTRY: Business Services
BoardEffect
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 6/17/2016
REALIZATION DATE: 11/2/2016
INCREMENTAL CAPITAL: No
INDUSTRY: IT Solutions for Corporate Governance
Protection One, Inc.
SECURITY TYPE: Second Lien Term Loan
INVESTMENT DATE: 8/5/2015
REALIZATION DATE: 10/11/2016
INCREMENTAL CAPITAL: No
INDUSTRY: Security System Monitoring Services
Finalsite Holdings, Inc.
SECURITY TYPE: Second Lien Term Loan
INVESTMENT DATE: 11/21/2014
REALIZATION DATE: 8/31/2016
INCREMENTAL CAPITAL: No
INDUSTRY: Technology
Smile Brands
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 8/29/2013
REALIZATION DATE: 8/17/2016
INCREMENTAL CAPITAL: No
INDUSTRY: Healthcare Services
National Truck Protection Co., Inc.
SECURITY TYPE: First Lien Term Loan / Equity
INVESTMENT DATE: 8/10/2012
REALIZATION DATE: 7/25/2016
INCREMENTAL CAPITAL: Yes
INDUSTRY: Automotive Warranty
Expedited Travel LLC
SECURITY TYPE: First Lien Term Loan / Equity
INVESTMENT DATE: 12/28/2012
REALIZATION DATE: 6/30/2016
INCREMENTAL CAPITAL: Yes
INDUSTRY: Travel Services
Bristol Hospice, LCC
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 11/29/2013
REALIZATION DATE: 6/30/2016
INCREMENTAL CAPITAL: No
INDUSTRY: Hospice Care Services
Advanced Air & Heat Holding Co. LLC
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 1/31/2014
REALIZATION DATE: 5/13/2016
INCREMENTAL CAPITAL: Yes
INDUSTRY: Plumbing and heating contractors
Take 5 Oil Change, Inc.
SECURITY TYPE: First Lien Term Loan / Common Equity
INVESTMENT DATE: 6/4/2012
REALIZATION DATE: 3/31/2016
INCREMENTAL CAPITAL: Yes
INDUSTRY: Consumer Services; Automotive
Surgical Specialties Corp
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 8/29/2013
REALIZATION DATE: 12/23/2015
INCREMENTAL CAPITAL: No
INDUSTRY: Healthcare Services
Community Investors, Inc.
SECURITY TYPE: First Lien Term Loan / Equity
INVESTMENT DATE: 5/9/2013
REALIZATION DATE: 9/3/2015
INCREMENTAL CAPITAL: Yes
INDUSTRY: Residential Management & Communication
TB Corp. (Taco Bueno Restaurants)
SECURITY TYPE: Term Loan / Subordinated Debt
INVESTMENT DATE: 12/19/2012
REALIZATION DATE: 7/24/2015
INCREMENTAL CAPITAL: No
INDUSTRY: Quick-Service Restaurants
Pen-Link, Ltd.
SECURITY TYPE: Second Lien Term Loan
INVESTMENT DATE: 11/26/2013
REALIZATION DATE: 6/30/2015
INCREMENTAL CAPITAL: No
INDUSTRY: Law Enforcement Services
IDOC Holding Corporation
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 9/30/2014
REALIZATION DATE: 12/22/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Distributor of Optometry Products
WEBSITE: https://idoc.net
Distribution International
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 8/2/2013
REALIZATION DATE: 12/15/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Manufacturing
Oceans Healthcare
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 2/12/2013
REALIZATION DATE: 9/29/2014
INCREMENTAL CAPITAL: Yes
INDUSTRY: Residential Mental Health & Substance Abuse Facilities
HOA Restaurant Group
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 3/5/2012
REALIZATION DATE: 8/11/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Restaurant
WEBSITE:
Truck Hero
SECURITY TYPE: Second Term Loan
INVESTMENT DATE: 3/12/2014
REALIZATION DATE: 7/28/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Industrial
Arsloane Acquisition
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 10/4/2013
REALIZATION DATE: 7/7/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services
PATS Aircraft
SECURITY TYPE: First Lien Term Loan / Equity
INVESTMENT DATE: 10/17/2013
REALIZATION DATE: 6/4/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Aerospace
Keystone Automotive
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 8/22/2013
REALIZATION DATE: 1/3/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Automotive
Coast Plating, Inc.
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 11/30/2011
REALIZATION DATE: 10/18/2013
INCREMENTAL CAPITAL: No
INDUSTRY: Aerospace
DS Waters of America, Inc.
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 6/20/2012
REALIZATION DATE: 8/30/2013
INCREMENTAL CAPITAL: Yes
INDUSTRY: Food and Beverage
Maverick Healthcare Group, LLC
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 3/8/2011
REALIZATION DATE: 7/19/2013
INCREMENTAL CAPITAL: No
INDUSTRY: Healthcare Services
WEBSITE: N/A
SourceHOV LLC
SECURITY TYPE: Second Term Loan
INVESTMENT DATE: 6/15/2012
REALIZATION DATE: 4/30/2013
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services
Capstone Logistics, LLC
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 11/29/2011
REALIZATION DATE: 3/18/2013
INCREMENTAL CAPITAL: No
INDUSTRY: Logistics
C.H.I. Overhead Doors, Inc.
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 8/17/2012
REALIZATION DATE: 3/18/2013
INCREMENTAL CAPITAL: No
INDUSTRY: Metal Window and Door Manufacturing
Sabre Industries, Inc.
SECURITY TYPE: Subordinated Debt
INVESTMENT DATE: 2/1/2012
REALIZATION DATE: 8/27/2012
INCREMENTAL CAPITAL: No
INDUSTRY: Manufacturing
Diversified Collection Services
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 12/02/2010
REALIZATION DATE: 3/21/2012
INCREMENTAL CAPITAL: No
INDUSTRY: Financial Services
Trinet Group
SECURITY TYPE: First Lien Term Loan
INVESTMENT DATE: 8/23/2004
REALIZATION DATE: 7/9/2014
INCREMENTAL CAPITAL: No
INDUSTRY: Business Services
CAMP International
SECURITY TYPE: Second Lien Term Loan
INVESTMENT DATE: 8/31/2016
REALIZATION DATE: 12/1/16
INCREMENTAL CAPITAL: No
INDUSTRY: Aviation
Mercury Network, LLC
SECURITY TYPE: First Lien Term Loan / Equity
INVESTMENT DATE: 4/24/2015
REALIZATION DATE: 3/17/17
INCREMENTAL CAPITAL: Yes
INDUSTRY: Real Estate
Company Name Security Type Investment Date Realization Date Incremental Capital Industry
Polar Holding Company, Ltd. First Lien Term Loan 2/13/2015 1/11/2017 Yes Building Products
Dispensing Dynamics International First Lien Term Loan 12/31/2012 1/10/2017 Yes Business Services
BoardEffect First Lien Term Loan 6/17/2016 11/2/2016 No IT Solutions for Corporate Governance
Protection One, Inc. Second Lien Term Loan 8/5/2015 10/11/2016 No Security System Monitoring Services
Finalsite Holdings, Inc. Second Lien Term Loan 11/21/2014 8/31/2016 No Technology
Smile Brands First Lien Term Loan 8/29/2013 8/17/2016 No Healthcare Services
National Truck Protection Co., Inc. First Lien Term Loan / Equity 8/10/2012 7/25/2016 Yes Automotive Warranty
Expedited Travel LLC First Lien Term Loan / Equity 12/28/2012 6/30/2016 Yes Travel Services
Bristol Hospice, LCC First Lien Term Loan 11/29/2013 6/30/2016 No Hospice Care Services
Advanced Air & Heat Holding Co. LLC First Lien Term Loan 1/31/2014 5/13/2016 Yes Plumbing and heating contractors
Take 5 Oil Change, Inc. First Lien Term Loan / Common Equity 6/4/2012 3/31/2016 Yes Consumer Services; Automotive
Surgical Specialties Corp First Lien Term Loan 8/29/2013 12/23/2015 No Healthcare Services
Community Investors, Inc. First Lien Term Loan / Equity 5/9/2013 9/3/2015 Yes Residential Management & Communication
TB Corp. (Taco Bueno Restaurants) Term Loan / Subordinated Debt 12/19/2012 7/24/2015 No Quick-Service Restaurants
Pen-Link, Ltd. Second Lien Term Loan 11/26/2013 6/30/2015 No Law Enforcement Services
IDOC Holding Corporation First Lien Term Loan 9/30/2014 12/22/2014 No Distributor of Optometry Products
Distribution International First Lien Term Loan 8/2/2013 12/15/2014 No Manufacturing
Oceans Healthcare First Lien Term Loan 2/12/2013 9/29/2014 Yes Residential Mental Health & Substance Abuse Facilities
HOA Restaurant Group First Lien Term Loan 3/5/2012 8/11/2014 No Restaurant
Truck Hero Second Term Loan 3/12/2014 7/28/2014 No Industrial
Arsloane Acquisition First Lien Term Loan 10/4/2013 7/7/2014 No Business Services
PATS Aircraft First Lien Term Loan / Equity 10/17/2013 6/4/2014 No Aerospace
Keystone Automotive First Lien Term Loan 8/22/2013 1/3/2014 No Automotive
Coast Plating, Inc. First Lien Term Loan 11/30/2011 10/18/2013 No Aerospace
DS Waters of America, Inc. First Lien Term Loan 6/20/2012 8/30/2013 Yes Food and Beverage
Maverick Healthcare Group, LLC First Lien Term Loan 3/8/2011 7/19/2013 No Healthcare Services
SourceHOV LLC Second Term Loan 6/15/2012 4/30/2013 No Business Services
Capstone Logistics, LLC First Lien Term Loan 11/29/2011 3/18/2013 No Logistics
C.H.I. Overhead Doors, Inc. First Lien Term Loan 8/17/2012 3/18/2013 No Metal Window and Door Manufacturing
Sabre Industries, Inc. Subordinated Debt 2/1/2012 8/27/2012 No Manufacturing
Diversified Collection Services First Lien Term Loan 12/02/2010 3/21/2012 No Financial Services
Trinet Group First Lien Term Loan 8/23/2004 7/9/2014 No Business Services
CAMP International Second Lien Term Loan 8/31/2016 12/1/16 No Aviation
Mercury Network, LLC First Lien Term Loan / Equity 4/24/2015 3/17/17 Yes Real Estate